NISM Series-VII (Series-7) Securities Operations Risk Management (SORM) Certification Live Training - June 2025

Live Online Training | Starts 9th June 2025 | Duration: 3 Weeks

Gain a comprehensive understanding of back-office, clearing, settlement, and risk management processes in the securities markets. This live training program is meticulously designed for professionals and aspirants preparing for the NISM-Series-VII: Securities Operations and Risk Management (SORM) Certification Examination. It equips learners with detailed operational knowledge and compliance frameworks vital for roles in brokerage firms, depository participants, custodians, and other market intermediaries.

Course Highlights:

🗓️ Start Date: 9th June 2025
⏱️ Duration: 3 Weeks | 30 Hours of Live Training
📌Schedule: Monday to Friday | 3:00 PM – 5:00 PM
✅Language: Bilingual (English & Hindi)
📌Mode: 100% Online (Accessible from any device)
📲 Android App: BFSI Courses Academy Mobile App available
📽️ Recording Access: All sessions recorded and available for 1 year
✅Doubt Clearing Support: Valid for 1 year
📌Mock Tests: Free 1-year access to practice questions
✅Limited Seats Available – Enroll Early to Secure Your Spot

Meet Your Trainer: Devendra Negi, CFP

Founder & Chief Mentor at BFSI Courses Academy, Devendra Negi is a Certified Financial Planner with deep expertise in financial markets and regulatory certifications. A seasoned educator and former assistant professor at Graphic Era University, Dehradun and Ex-Bank of America employee, he has cleared multiple NISM exams, including Mutual Funds, Research Analyst, SORM, Investment Adviser, Equity Derivatives and others. His practical insights and structured teaching style have helped thousands succeed in their financial careers.

Who Should Attend?

• Back-office and operations professionals
• Clearing and settlement employees
• Aspiring stock broking compliance officers
• Employees of stock brokers, custodians, and DPs
• Commerce and finance students
• Anyone preparing for NISM Series-VII certification

Comprehensive Curriculum Aligned with NISM Series-VII Certification:

1. Introduction to Securities Market

• Role in the Indian economy, market structure
• Money market overview and securities traded

2. Market Participants

• Investors, issuers, intermediaries, and regulators
• Regulatory framework and compliance landscape

3. Broking Operations

• Trade lifecycle from onboarding to execution
• Front-office, back-office, and surveillance systems

4. Risk Management

• Capital adequacy, client controls, margin requirements
• Risk monitoring and regulatory reporting

5. Clearing Process

• Role of clearing agencies, banks, custodians, and DPs
• Clearing for equity and derivatives trades

6. Settlement Process

• Funds and securities settlement
• Internet and telephonic trading, corporate actions, auctions

7. Investor Grievances & Arbitration

• Grievance redressal systems
• Arbitration and appellate procedures

8. Other Services by Brokers

• IPO processing, ASBA, mutual funds via exchanges
• PMS, research, depository and margin trading services

💡 Why Choose This Training?

✔️ Covers complete NISM Series-VII syllabus
✔️ Ideal for back-office and compliance professionals
✔️ Recorded sessions + live class support
✔️ Daily 2-hour manageable format for working professionals
✔️ Updated regulatory coverage
✔️ 1-year access to doubt support and practice tests

🎯 Build Expertise. Get Certified. Operate with Confidence.
Join our June 2025 batch to strengthen your knowledge and clear the SORM certification with clarity and confidence.

👉 Enroll Now – Limited Seats Available!
📞 For assistance, contact us via WhatsApp (+91-9013775817)